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Inactive

Stuart Carroll Loren

Fort Sheridan Advisors LLC

Highland Park, IL

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Current Employers
Fort Sheridan Advisors Llc

600 Central Avenue Suite 365, Highland Park, IL 60035 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-14
  • IL RA
    APPROVED
    Since 2018-11-14

Branch Locations

600 Central Ave., Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fort Sheridan Advisors Llc Highland Park IL 05/2018 Present
Karmin Capital Management Highland Park IL 07/2015 05/2018
Western International Securities, Inc. Pasadena CA 01/2016 08/2023
  • 05/2018 → Present
    Fort Sheridan Advisors Llc
    Highland Park, IL
  • 07/2015 → 05/2018
    Karmin Capital Management
    Highland Park, IL
  • 01/2016 → 08/2023
    Western International Securities, Inc.
    Pasadena, CA
Previous Registrations
  • 2016-01-11 → 2023-08-18
    Western International Securities, Inc.
    Highland Park, IL
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-08
  • S66 Uniform Combined State Law Examination
    2016-01-08
Other Names
  • Stuart Loren

View on SEC IAPD

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BLAKE S SCIERA
HOWARD ROBERT KLIEGER
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BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL

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