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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-04

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 08/2013 09/2023
The Conference Board New York NY 01/2024 05/2024
Unemployed Glen Rock NJ 09/2023 12/2023
Ubs Financial Services Inc New York NY 06/2024 Present
  • 08/2013 → 09/2023
    Blackrock Investments, Llc
    New York, NY
  • 01/2024 → 05/2024
    The Conference Board
    New York, NY
  • 09/2023 → 12/2023
    Unemployed
    Glen Rock, NJ
  • 06/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1) Personal hobby unincorporated (Toronto, ON and Glen Rock, NJ). Music recording - Producer composer recording artist. 10-15 hours/week. /// 2) All Saints' Episcopal Church of Glen Rock; Episcopal church serving the faith needs of the community; Vestry member; In addition to handling the business and financial affairs of the church the main ministry and focus of All Saints' Vestry is to provide spiritual leadership and vision for All Saints'.; 15 hours/month; Start Date: 02/01/2022. /// 3) Green Gate LLC; Rental property; Owner/landlord; All activities related to securing tenants and hiring maintenance professionals; 15 hours/month; Start Date: 04/01/2022. /// 4) Kurt Reiman Music; 74 Central Avenue, Glen Rock, New Jersey 07452; Sole proprietorship; Music; Kurt Reiman Music is a sole proprietorship involved in music composition, recording and publishing.; Proprietor / owner; I compose, record and publish music that is distributed through all music streaming and download services, as well as physical audio CDs. I publicize this music on my website and on social media platforms and will occasionally perform live.; Start date: 9/3/2018 /// 5) Green Gate Properties LLC; Glen Rock, New Jersey 07452; Company; Real Estate; Green Gate Properties LLC is a limited liability company created for the management of a single-family rental property in Bridgewater, VT.; Proprietor / owner; I arrange for all of the property's maintenance and enhancements, and I personally conduct the accounting, advertising and tenancy of the home.; Start date: 12/1/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-08
S63 Uniform Securities Agent State Law Examination 2000-01-13
  • S65 Uniform Investment Adviser Law Examination
    2014-01-08
  • S63 Uniform Securities Agent State Law Examination
    2000-01-13

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