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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Levy & Watkinson, Pc | Woodbridge | NJ | 09/2003 | Present |
| American Portfolios | Johnson City | NY | 05/2007 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. CONFIDENTIAL BROKERAGE SERVICES POSITION: Owner NATURE: LIFE INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: 130 Riverside Dr., Binghamton NY 13905, United States DESCRIPTION: The sale of life insurance. 2. PART TIME MUSICIAN POSITION: Drummer NATURE: DRUMMER INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1980 ADDRESS: 3623 Joel Dr., Endwell NY 13760, United States DESCRIPTION: Playing the drums in various musical group. 3. OWNER OF PROPERTIES, REAL ESTATE, 17 CAROL COURT, ENDWELL NY, 17 1/2 CAROL COURT, ENDWELL, NY, 4693 FARM LAKE DRIVE, MYRTLE BEACH, SC, START DATE 2005, COMPENSATION 20,000 PER YEAR 4. NELLEN PROPERTIES, LLC POSITION: Member NATURE: REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 3623 Joel Dr., Endwell NY 13760, United States DESCRIPTION: Real estate investing. 5. HORIZONS FCU. CREDIT UNION. MEMBER, BOARD OF DIRECTORS. NOT INVESTMENT RELATED, START DATE = 2019, 0% OWNERSHIP. 1-3 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 6. ALRIGHT PROPERTIES, LLC POSITION: Member NATURE: REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 3623 Joel Dr., Endwell NY 13760, United States DESCRIPTION: Real estate; rental property investment. 7. SOUTHERN TIER LYME SUPPORT POSITION: Board Member NATURE: Charitable advocacy group for those dealing with Lyme Disease. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: PO Box 111, Bible School Park NY 13737, United States DESCRIPTION: Attend Board Meetings and offer input as to how the group should employ their advocacy. 8. ALAN NEIDITCH GST TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 7021 Lions Head Lane, Boca Raton FL 33496, United States DESCRIPTION: Serve as a trustee to a trust. 9. NOTARY PUBLIC POSITION: Notary Public NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2024 ADDRESS: 3623 Joel Dr., Endwell NY 13760, United States DESCRIPTION: Act as a notary public
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-07-23 |
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