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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-19
MD RA APPROVED 2025-05-19
  • AZ RA
    APPROVED
    Since 2025-05-19
  • MD RA
    APPROVED
    Since 2025-05-19

Branch Locations

24 Frederick Road, Ellicott City, MD 21043 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Glen Burnie MD 06/2002 Present
Agia Houston TX 12/2022 Present
Osaic Wealth, Inc Ellicott MD 04/2025 Present
  • 06/2002 → Present
    Valic Financial Advisors
    Glen Burnie, MD
  • 12/2022 → Present
    Agia
    Houston, TX
  • 04/2025 → Present
    Ellicott, MD
Previous Registrations
  • 2003-07-02 → 2025-05-14
    Durham, NC
    Glen Burnie, MD
    Linthicum Heights, MD
    Linthicum Heights, MD
    Berkeley Heights, NJ
    Mesa, AZ
    Mesa, AZ
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-30
S63 Uniform Securities Agent State Law Examination 2003-02-27
  • S65 Uniform Investment Adviser Law Examination
    2003-06-30
  • S63 Uniform Securities Agent State Law Examination
    2003-02-27
Other Names
  • Susan Howell Dean

View on SEC IAPD

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