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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
950 W Touhy Ave, Park Ridge, IL 60068 • United States
150 East Rand Road, Arlington Heights, IL 60004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Mt. Prospect | IL | 10/2012 | 06/2017 |
| Self | Mount Prospect | IL | 10/2015 | Present |
| White Stone Development, Llc. | Mount Prospect | IL | 03/2016 | Present |
| Wayne Hummer Investments L.L.C. | Schaumburg | IL | 06/2017 | 01/2025 |
| Lpl Financial Llc | Park Ridge | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/30/2017- 160 Hours Per Month- 100 Hours During Trading 2. 01/2025- RIZORT LLC- Real Estate Rental- INV Related- At Illinois- Start date 03/01/2022- 1 Hour Per Month 3. 01/2025- RIZORT LLC PEBBLEBEACH- Real Estate Rental- INV Related- Start date 02/01/2004- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-18 |
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