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Manisha Balu Patel

Wells Fargo Clearing Services, LLC

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Carson CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Carson CA 11/2016 Present
Previous Registrations
  • 2006-07-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Redondo Beach, CA
    Redondo Beach, CA
    Carson, CA
    El Segundo, CA
    Hermosa Beach, CA
    Compton, CA
    Carson, CA
    Los Angeles, CA
    Los Angeles, CA
    Torrance, CA
    Torrance, CA
    Redondo Beach, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; MARINA DEL REY, CA; CO-OWNER; START DATE 1/2011; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-10
S63 Uniform Securities Agent State Law Examination 2003-03-15
  • S66 Uniform Combined State Law Examination
    2006-07-10
  • S63 Uniform Securities Agent State Law Examination
    2003-03-15

View on SEC IAPD

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Other Investors

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LIGAYA JUNG GUDERIAN
MICHAEL J HATCH
MICHAEL DEAN RUDKIN
Laura Jarris Martin
MICHAEL ALLEN WILHITE
JAMES ROBERT MANION
RISHI D MANGAL

Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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