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William Stuart Paulk

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-22
SC RA APPROVED 2002-12-09
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • SC RA
    APPROVED
    Since 2002-12-09

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 05/2002 Present
Bank Of America, Na Columbia SC 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2002-11-25
Other Names
  • William Paulk
  • Stuart Paulk

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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