Best Investors Account Sign in
Inactive

Randi Hillary Leese

Thrive Capital Management, LLC

Fort Washington, PA

CRD 4552295

Claim This Profile
Employer firm

Thrive Capital Management, LLC CRD 281347

$657M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thrive Capital Management, Llc

500 W Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-24
PA RA APPROVED 2024-03-28
  • NJ RA
    APPROVED
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2024-03-28

Branch Locations

500 W Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrive Capital Management, Llc Fort Washington PA 03/2024 Present
Rl Cake Designs, Llc Southampton PA 10/2011 Present
Other Businesses

10/2011-PRESENT; SOLE OWNER OF R.L. CAKE DESIGNS, LLC. NON-INVESTMENT RELATED Approximately 10-15 hours per week after business hours and on weekends. Designing custom cakes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
S63 Uniform Securities Agent State Law Examination 2003-05-09
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
  • S63 Uniform Securities Agent State Law Examination
    2003-05-09

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Fort Washington, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor