William Carl Mock

Current Employers

Employment History

• 10/2013 → Present
  Kfg Wealth Management Llc
  Granger, IN
• 10/2013 → Present
  Korhorn Financial Group
  Granger, IN
• 10/2016 → 09/2022
  Silver Oak Securities Inc
  Jackson, TN

Previous Registrations

• 2013-10-24 → 2021-12-31
  Korhorn Financial Group
  Granger, IN
  Nappanee, IN
  Goshen, IN
• 2002-07-23 → 2013-10-04
  Ameriprise Financial Services, Llc
  Mishawaka, IN
  Mishawaka, IN
  Mishawaka, IN
  Mishawaka, IN

Other Businesses

1) Since 10/8/2013, have worked as a tax preparer at KFG Tax & Business Services, non investment related company, tax preparation firm, located at 6910 N. Main St., Building 16, Unit 41, Granger, IN. 46530. Duties include preparing tax returns. Spend approximately 10 hours per month at this business, all of the time during security trading hours. 2) Since 10/1/2013, have worked as an insurance agent at KFG Insurance Agency, non investment related company, insurance sales firm, located at 6910 N. Main St., Building 16, Unit 41, Granger, IN. 46530. Duties include presenting insurance alternatives, making recommendations, and selling insurance policies. Spend approximately 5 hours per month at this business, all of the time during security trading hours. 3) Since 10/8/2013, have worked at Korhorn Financial Group, Inc, Investment related, located at 6910 N. Main Street, Building 16 Unit 41, Granger, IN 46530. Parent company of Insurance, Tax and RIA LLCs, Position: employee and duties include assisting in the running of day to day operations, 180 hours per month, 140 hours spent per month during market hours. 4) Westgate Crossing Home Owners Association,Is Not Investment Related,,HOA,Treasurer,2022-05-01,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Treasurer for newly formed HOA 5) Elkhart United Aquatics,Is Not Investment Related,,Non-Profit Swim Club,Treasurer,2022-08-12,10 hours per month,0 hours per month during trading hours,No Compensation Compensation,Treasurer and board member for non-profit local swimming club. Monthly duties include working with outside accountant to facilitate financial recordkeeping and reporting to the governing board. Organization is not a broker-dealer or advisory client of William or Korhorn Financial Group. No investment related activity is engaged in by organization.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-22

Designations

Other Names

• William Carl Mock