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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2005-10-13
  • CO RA
    APPROVED
    Since 2005-10-13

Branch Locations

2000 S Colorado Blvd, Tower Ii Suite 800, Denver, CO 80222 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Denver CO 10/2005 Present
Mml Investors Services, Inc. Denver CO 10/2005 Present
  • 10/2005 → Present
    Massmutual
    Denver, CO
  • 10/2005 → Present
    Mml Investors Services, Inc.
    Denver, CO
Previous Registrations
  • 2003-02-05 → 2005-10-06
    Osaic Fa, Inc.
    Denver, CO
Other Businesses

NAME: HOWARD SCHUSTER INV REL: Y ADD: 2000 S COLORADO BLVD, TOWER 800 DENVER CO 80222 NATURE: INSURANCE POSITION: SALES START DATE: 2/1/13 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DUTIES: OUTSIDE INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-12
  • S66 Uniform Combined State Law Examination
    2002-12-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

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