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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-08
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2020-10-08
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Belmar, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Cranford NJ 08/2003 03/2017
Massmutual Life Insurance Co Wall Township NJ 07/2016 Present
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
  • 08/2003 → 03/2017
    Metlife Securities, Inc.
    Cranford, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wall Township, NJ
  • 03/2017 → Present
    Wall Township, NJ
Previous Registrations
  • 2016-01-15 → 2017-03-25
    Msi Financial Services, Inc.
    Iselin, NJ
    Cranford, NJ
    Fairfield, NJ
    Wall Township, NJ
Other Businesses

1) NAME: ERIK GAINES INV REL: Y ADD: 1305 CAMPUS PARKWAY WALL, NJ 07753 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 10/2006 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: IND LIFE, P&C, HEALTH, GROUP LIFE/HEALTH 2) NAME: REKIT LLC INV REL: Y ADD: 2902 HADDONFIELD RD, PENNSAUKEN NJ 08110 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 01/10/2020 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 3) NAME: FREEHOLD DISTILLING COMPANY INV REL: Y ADD: 3745 ROUTE 9, FREEHOLD, NJ 07728 NATURE: DISTILLING AND SALES OF SPIRITS POSITION: PARTNER START DATE: 01/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: INPUT AND OVERSEE OPERATIONS OF A NEW DISTILLERY WITH A GROUP OF 6 OTHER INDIVIDUALS 4) NAME: SPARQX MARKETING, LLC INV REL: Y ADD: 280 TULIP LANE, FREEHOLD, NJ 07728 NATURE: MARKETING, EVENT PLANNING, SOCIAL MEDIA, AND BRANDING POSITION: SILENT PARTNER/INVESTOR START DATE: 03/21/2024 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HELP FUND START UP OPERATION 5) NAME: Shore Basketball Partners, LLC/Jersey Shore Breaks INV REL: N ADD: 278 Alexander Ave., Howell NJ 07731 NATURE: Ownership of a basketball franchise POSITION: Partner START DATE: 05/18/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Help support community involvement. I am in charge of getting 12 nonprofit organizations involved with the team to help support each cause and bring fans to the games. I am also helping to support the infrastructure of the organization and the build out of processes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-29
S63 Uniform Securities Agent State Law Examination 2006-03-02
  • S65 Uniform Investment Adviser Law Examination
    2015-12-29
  • S63 Uniform Securities Agent State Law Examination
    2006-03-02

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