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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-06 |
| MI | RA | APPROVED | 2010-05-18 |
Branch Locations
30600 Northwestern Hwy Ste 310, Farmington, MI 48334 • United States
414 East Street, Rochester, MI 48307 • United States
4800 Fashion Square Blvd Ste 485, Saginaw, MI 48604-2612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rochester | MI | 09/2009 | Present |
(1) 03/24/2010 - DBA for LPL Business (entity for LPL business) - Aquest Wealth Strategies - STERLING HEIGHTS, MI - Inv Rel (2) 12/13/2011 - Non-Variable Insurance - CRUMP - I am doing all insurance and annuities through the grid. Inv Rel - 2% OF TIME SPENT - STERLING HEIGHTS, MI (3) 12/03/2012 - Real Estate Rental - Not Inv Rel- At Reported Location(s) - I rent out space in the back of my office to a CPA and Lawyer who operater their own firms.- TIME SPENT 1%. (4) 7/24/2018 - Omega Excelorator - Investment Related - 3707 West Maple Road, Suite 100 E, Bloomfield Hills, MI 48301 - Business Entity For Tax/Investment Purposes Only - Start Date: 04/23/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Dividend from ownership. (5) 1/24/2022 - Omega Excelorator - Investment Related - 3707 West Maple Road, Suite 100 E, Bloomfield Hills, MI 48301 - Business Entity For Tax/Investment Purposes Only - Started 04/23/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Now collecting debt income after business restructured. (6) 03/09/2022 - 414 Detroit Avenue- Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 09/08/2021- 1 Hours Per Month/0 Hours During Securities Trading. (7) 11/08/2023 - AQuest Wealth & Tax Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/17/2021 - 0 Hours Per Month/ During Trading (8) 02/21/2025 - AQuest Wealth Strategies - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:02/21/2025 - 5 Hrs/Mth - 0 Hrs During Trading. (9) 07/15/2025 - AQuest Wealth Strategies - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/23/2025 - 40 Hrs/Mth - 40 Hrs During Trading. (10) 01/08/2026 - AQuest Tax Solutions - Tax Prep/Accounting/CPA - President - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 5 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-01 |
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