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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

Memphis, TN • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2004-01-02 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1) Arkansas Alumni Association 757 harbor isle circle east, memphis , TN, 38103, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director P/T: Other I/RL No 01/01/2012 HPM 2-10 HPM Trad Hrs:: 0-1 Duties: I am a board member of the University of Arkansas Alumni Association in the Mid-South Area. we bring together local alumni and give scholarships away. (2) ASU Mid-South 757 harbor isle circle east, memphis , TN, 38103, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director P/T: Other I/RL Yes 01/01/2013 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: The Foundation Board Raises money mostly to provide student scholarships (3) Battle Axe Land Company mississippi levee, marianna, AR, 72360, United States Activity Type: Business Owner P/T: Partner, Owner/Proprietor I/RL No 03/29/2013 HPM 11-20 HPM Trad Hrs:: 0-1 Duties: this is a recreational hunting property that i own with other peopleI am the hunting club treasurer and board member- there are 5 board members of the 22 members (4) Bayou Farm Properties LLC 757 Harbor Isle Circle East, Memphis, TN, 38103, United States Activity Type: Agriculture/Farming P/T: I/RL No 08/07/2015 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: (5) Beaty Lake LLC 757 harbor isle circle east, memphis, TN, 38103, United States Activity Type: Agriculture/Farming P/T: I/RL No 02/15/2022 HPM 2-10 HPM Trad Hrs:: 0-1 Duties: (6) FUSE LLC 757 harbor isle circle east, memphis, TN, 38103, United States Activity Type: Private Investment/Private Securities Transaction(PST) P/T: I/RL Yes 10/22/2018 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: (7) LMN Gulf Properties 757 harbor isle cirle east, memphis, TN, 38103, United States Activity Type: Rental Real Estate P/T: I/RL Yes 07/30/2014 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: (8) lobo farms llc lacy road, egypt , AR, 72427, United States Activity Type: Agriculture/Farming P/T: Partner I/RL No 11/07/2025 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: i am an equal partner in the entity. we will lease the farm out and we will use the recreational component for hunting (9) Meso Farms LLC Mississippi river levee, marianna, AR, 72360, United States Activity Type: Agriculture/Farming P/T: I/RL No 12/22/2021 HPM 2-10 HPM Trad Hrs:: 2-10 Duties: (10) MYNO FARMS LLC 757 harbor isle circle east, memphis, TN, 38103, United States Activity Type: Agriculture/Farming P/T: I/RL No 03/19/2018 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: (11) MYNO Rental Properties 757 harbor isle circle east, memphis, TN, 38103, United States Activity Type: Rental Real Estate P/T: I/RL Yes 11/05/2013 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: (12) Penny Farm LLC 757 harbor isle circle east, memphis, TN, 38103, United States Activity Type: Agriculture/Farming P/T: I/RL No 02/02/2022 HPM 0-1 HPM Trad Hrs:: 0-1 Duties: (13) Sportsman's Stowaway LLC 757 Harbor Isle Circle East, Memphis , TN, 38103, United States Activity Type: Rental Real Estate P/T: I/RL Yes 02/22/2021 HPM 0-1 HPM Trad Hrs:: 0-1 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-10
  • S66 Uniform Combined State Law Examination
    2002-10-10

View on SEC IAPD

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