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Elizabeth A Brown

J.P. Morgan Securities LLC

New York, NY

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2016-02-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

270 Park Avenue, New York, NY 10017 • UNITED STATES

10 S. Dearborn, Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Pleasanton CA 10/2012 Present
Previous Registrations
  • 2006-04-11 → 2012-10-01
    Chase Investment Services Corp.
    Oakdale, CA
    San Jose, CA
    Santa Clara, CA
    Stockton, CA
    Modesto, CA
    Modesto, CA
    Fremont, CA
    San Jose, CA
    Turlock, CA
    Stockton, CA
    Tracy, CA
    Tracy, CA
    Atwater, CA
    Fremont, CA
    Fremont, CA
    Los Banos, CA
    Modesto, CA
    Modesto, CA
    San Jose, CA
    Stockton, CA
    Turlock, CA
    Merced, CA
    Tracy, CA
    Riverbank, CA
    Manteca, CA
    Manteca, CA
    Milpitas, CA
    Milpitas, CA
    Merced, CA
    Newark, CA
    Fremont, CA
    Stockton, CA
    San Jose, CA
    Stockton, CA
    Fremont, CA
    Fremont, CA
    Lathrop, CA
    Lodi, CA
    Manteca, CA
    Modesto, CA
    San Jose, CA
    Santa Clara, CA
    San Jose, CA
    Cupertino, CA
    Galloway, OH
    Mt. Sterling, OH
    Columbus, OH
    Cupertino, CA
    Whitehall, OH
    Bexley, OH
    Dublin, OH
    Powell, OH
    Lewis Center, OH
    Lewis Center, OH
    Columbus, OH
    Columbus, OH
    Marion, OH
    Mt. Gilead, OH
    Atascadero, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Santa Maria, CA
    Hanford, CA
    Clovis, CA
    Fresno, CA
    Kingsburg, CA
    Visalia, CA
    Visalia, CA
    Bakersfield, CA
    Clovis, CA
    Delano, CA
    Fresno, CA
    Bakersfield, CA
    Clovis, CA
    Fresno, CA
    Fresno, CA
    Morro Bay, CA
    Paso Robles, CA
    Reedley, CA
    Bakersfield, CA
    Bakersfield, CA
    Clovis, CA
    Santa Maria, CA
    Fresno, CA
    Fresno, CA
    Madera, CA
    Clovis, CA
    Tulare, CA
    Bakersfield, CA
    Fresno, CA
    Lompoc, CA
    Los Osos, CA
    Arroyo Grande,, CA
    Sanger, CA
    Arroyo Grande, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Santa Maria, CA
    Oakhurst, CA
    Bakersfield, CA
    San Luis Obispo, CA
    Bakersfield,, CA
    Bakersfield, CA
    Taft, CA
    Visalia, CA
    Bakersfield, CA
    Columbus, OH
    Grove City, OH
    Hilliard, OH
    Upper Arlington, OH
    Union City, CA
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Delaware, OH
    Delaware, OH
    Dublin, OH
    Dublin, OH
    Dublin, OH
    Grove City, OH
    Hilliard, OH
    Lewis Center, OH
    Marion, OH
    Marion, OH
    Marysville, OH
    Powell, OH
    Sunbury, OH
    Upper Sandusky, OH
    Worthington, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Clovis, CA
    Delano, CA
    Fresno, CA
    Fresno, CA
    Paso Robles, CA
    Kingsburg, CA
    Bakersfield, CA
    Tulare, CA
    Fresno, CA
    Hanford, CA
    Clovis, CA
    Lompoc, CA
    Arroyo Grande, CA
    Bakersfield, CA
    Fresno, CA
    Fresno, CA
    Madera, CA
    Morro Bay, CA
    Oakhurst, CA
    Pleasanton, CA
    Sanger, CA
    Santa Maria, CA
    Taft, CA
    Clovis, CA
    Fresno, CA
    Los Osos, CA
    Reedley, CA
    Santa Maria, CA
    Atascadero, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Clovis, CA
    Fresno, CA
    Fresno, CA
    San Luis Obispo, CA
    Visalia, CA
    Visalia, CA
    Visalia, CA
    Bakersfield, CA
    Bakersfield, CA
    Fresno, CA
    Santa Maria, CA
    Fresno, CA
    Bakersfield,, CA
    San Luis Obispo, CA
    Arroyo Grande,, CA
    Hollister, CA
    King City, CA
    Morgan Hill, CA
    Pacific Grove, CA
    Salinas, CA
    San Jose, CA
    San Jose, CA
    Watsonville, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
    Salinas, CA
    San Francisco, CA
    Carmel, CA
    Gilroy, CA
    Monterey, CA
    Salinas, CA
    Santa Clara, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
    Capitola, CA
    Carmel, CA
    Marina, CA
    Santa Cruz, CA
    Pacific Grove, CA
    Santa Cruz, CA
    Seaside, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Aptos, CA
    Carmel, CA
    Greenfield, CA
    Salinas, CA
    San Jose, CA
    San Jose, CA
    Scotts Valley, CA
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
    Santa Clara, CA
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Powell, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-07
  • S66 Uniform Combined State Law Examination
    2006-04-07
Other Names
  • Elizabeth A Brown
  • Elizabeth Ann Brown

View on SEC IAPD

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