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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-03-16 |
| TX | RA | APPROVED | 2023-03-08 |
Branch Locations
1371 East 2100 South Suite 215, Salt Lake City, UT 84105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2002 | 03/2023 |
| Raymond James Financial Services, Inc. | Salt Lake City | UT | 03/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Salt Lake City | UT | 03/2023 | Present |
| S.W. Anderson Financial | Salt Lake City | UT | 03/2023 | Present |
(1) Name of Business: S. W. Anderson Financial Address: 1371 East 2100 South, Suite 100, Salt Lake City, UT, 84105, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/07/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial services to individuals and businesses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-22 |
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