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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2013-11-07
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2013-11-07

Branch Locations

1585 Broadway, New York, NY 10036 • United States

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Stamford CT 06/2000 Present
Morgan Stanley Smith Barney Purchase NY 06/2009 Present
  • 06/2000 → Present
    Citigroup Global Markets Inc.
    Stamford, CT
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-07
S63 Uniform Securities Agent State Law Examination 2003-07-23
  • S65 Uniform Investment Adviser Law Examination
    2013-11-07
  • S63 Uniform Securities Agent State Law Examination
    2003-07-23
Other Names
  • Frank Murray

View on SEC IAPD

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