Joseph R Fenlon

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Principal Life Insurance Co
  Brookfield, WI
• 07/2008 → Present
  Union Financial Inc.
  Wauwatosa, WI
• 03/2016 → Present
  Principal Securities Inc
  Wauwatosa, WI

Other Businesses

***OUTSIDE INSURANCE, SELLING FIXED ANNUITIES, FIXED LIFE INSURANCE, LONG TERM CARE AND GROUP BENEFITS AND DISABILITY THROUGH VARIOUS CARRIERS, 9/5/11. ***Fixed insurance Fixed life, DI, health, dental, 8/1/16.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-26
• S63 Uniform Securities Agent State Law Examination
  2002-07-08

Other Names

• Joseph Fenlon