Matthew Edward Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial, Llc
  Ft Collins, CO

Previous Registrations

• 2003-02-06 → 2011-01-10
  Equitable Advisors, Llc
  Ft. Collins, CO
  Fort Collins, CO
  Denver, CO
  Ft. Collins, CO

Other Businesses

1.12/07/2010; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Phillips Financial, LLC /; Investment Related; at Reported Business Location(s); Start Date 12/07/2010; hrs/mth; hrs during trading 2.12/10/2010; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Phillips Financial /; Investment Related; at Reported Business Location(s); Start Date 12/10/2010; hrs/mth; hrs during trading 3.09/26/2019; 7850 CR5 LLC; Real Estate Rental; Investment Related; Windsor,Colorado; Start Date 09/26/2019; 1hrs/mth; 0hrs during trading 4.05/29/2026; WerliPhil LLC; Real Estate Rental; Investment Related; Fort Collins,CO; Start Date 03/30/2026; 0hrs/mth; 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2002-10-11

Designations

• Certified Financial Planner