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Bradley N Eads

LPl Financial LLC

Ft Collins, CO

CRD 4066415

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-11-28
  • CO RA
    APPROVED
    Since 2012-11-28

Branch Locations

3003 E Harmony Rd Ste 310, Ft Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eads & Associates, Inc Fort Collins CO 09/1999 Present
Lpl Financial Llc Fort Collins CO 11/2012 Present
  • 09/1999 → Present
    Eads & Associates, Inc
    Fort Collins, CO
  • 11/2012 → Present
    Fort Collins, CO
Previous Registrations
Other Businesses

(1) 11/19/2012: EADS & ASSOCIATES - CPA/BOOKKEEPER/TAX PREPARER - 100% OF TIME SPENT - OWNER & TAX PREPARER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
S63 Uniform Securities Agent State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2007-01-05
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22

View on SEC IAPD

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