Stephen Harms

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 03/2020
  East Meets West Llc
  Fort Collins, CO
• 03/2020 → 12/2022
  Guaranteed Rate Affinity
  Fort Collins, CO
• 01/2023 → 04/2023
  Ownership Mortgage
  Denver, CO
• 04/2023 → 11/2024
  Thrivent Investment Management Inc
  Greenwood Village, CO
• 01/2025 → Present
  New York Life Insurance Company
  Denver, CO
• 01/2025 → Present
  Nylife Securities Llc
  Denver, CO
• 05/2025 → Present
  Eagle Strategies Llc
  Fort Collins, CO

Previous Registrations

• 2023-08-02 → 2024-11-25
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Greenwood Village, CO
  Johnstown, CO

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered product; start 01/2025; insurance related; 3003 E. Harmony Rd Suite 110 Fort Collins CO 80528; 1 hour per month, 1 hour during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2023-08-01