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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nothwestern Mutual Investment Services, Llc | New York | NY | 09/2003 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2003 | Present |
| Northwestern Mutual Investment Services, Llc | New York | NY | 04/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ROBERT RENI, 101 CAUSEWAY, LAWRENCE, , NEW YORK, 11559, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/03/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMERCIAL HARVEST AND SALE OF ATLANTIC BLUEFIN TUNA. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-19 |
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