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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-07-10
  • CA RA
    APPROVED
    Since 2012-07-10

Branch Locations

1930 South Brea Canyon Road Suite 150, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2002 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2012 Present
Elz Accountancy Corp. Walnut CA 10/2012 12/2016
Ez & Company Cpa Inc Dba Elz Accountancy Diamond Bar CA 12/2016 Present
  • 06/2002 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2012 → Present
    Schaumburg, IL
  • 10/2012 → 12/2016
    Elz Accountancy Corp.
    Walnut, CA
  • 12/2016 → Present
    Ez & Company Cpa Inc Dba Elz Accountancy
    Diamond Bar, CA
Other Businesses

1) NAME OF OTHER BUSINESS: EZ & COMPANY CPA INC DBA ELZ ACCOUNTANCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING, TAX, & CONSULTING START DATE: 12/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE ACCOUNTING, TAX, AND CONSULTING SERVICES; 2) SELLS HEALTH INSURANCE; RECEIVES RENEWALS ON LIFE INSURANCE PRODUCTS; SINCE 08/2007; 5H/WK 3) NAME OF OTHER BUSINESS: GOLDEN INVESTMENT LLC DBA GOLDEN INVESTMENT ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE INVESTMENT ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HANDLE BUSINESS OPERATIONS ; 4) NAME OF OTHER BUSINESS: EZ FAB LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: E-COMMERCE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK:5; APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES:ONLINE STORE MAINTENANCE BY COMMUNICATING WITH PLATFORMS SUCH AS AMAZON;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-09
  • S66 Uniform Combined State Law Examination
    2002-10-09
Other Names
  • Elaine Zhao

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