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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-05 |
| CO | RA | APPROVED | 2005-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Denver | CO | 04/2004 | Present |
| Mml Investors Services, Llc | Denver | CO | 04/2004 | Present |
NAME: EXECUTIVE COMPENSATION, INC INV REL: Y ADD: 806 E. 19TH AVENUE DENVER CO. 80218 NATURE: TPA/PENSION SERVICES POSITION: EMPLOYEE START DATE: 1/14/2004 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: PROVIDE ASSISTANCE HELPING EMPLOYERS ADMINISTER RETIREMENT PLANS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-20 |
| S65 | Uniform Investment Adviser Law Examination | 2005-06-28 |
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