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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-17
VA RA APPROVED 2025-04-17
  • TX RA
    APPROVED_RES
    Since 2025-04-17
  • VA RA
    APPROVED
    Since 2025-04-17

Branch Locations

1900 Duke Street 200 2Nd Fl, Alexandria, VA 22314 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alexandria VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 04/2025
Wells Fargo Advisors Financial Network, Llc Alexandria VA 04/2025 Present
Previous Registrations
  • 2008-01-01 → 2025-04-17
    Alexandria, VA
  • 2005-09-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Alexandria, VA
    St. Louis, MO
    Alexandria, VA
Other Businesses

REPRESENTATIVE PAYEE FOR SISTER, NOT INV RELATED, MANASSAS, AZ, START: 12/15/2020, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-01
S63 Uniform Securities Agent State Law Examination 1999-11-24
  • S66 Uniform Combined State Law Examination
    2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    1999-11-24
Other Names
  • Tracy Maureen Hoben
  • Tracy Maureen Hoben-Shelkin
  • Tracy Hoben-Shelkin
  • Tracy Hoben

View on SEC IAPD

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