Richard Lawrence Cahill

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 11/2023
  Rippowam Cisqua School Alumni Board
  Bedford Hills, NY
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-10-01 → 2013-01-03
  J.P. Morgan Securities Llc
  New York, NY
• 2008-02-26 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
  New York, NY
• 2004-10-28 → 2006-10-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY
  White Plains, NY

Other Businesses

1. DBA: THE CAHILL GROUP, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INVESTMENTS, INSURANCE AND ADVISORY SERVICES, START NOVEMBER 2013, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, PRESIDENT - INVESTMENT EXECUTIVE. 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, ANNUITIES, LONG TERM CARE, & ACCIDENT INSURANCE 3. THE CAHILL GROUP NYC, LLC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, PERSONAL LLC, STARTED 12/2018, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OPENED TO PURCHASE GROUP HEALTH INSURANCE FOR FAMILY 4. NAME OF OTHER BUSINESS: GREATER NEW YORK MENSA; INVESTMENT RELATED: NO; ADDRESS: 1315 BROOKSIDE DR, HURST, TX 76053; NATURE OF BUSINESS: ORGANIZATION; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: EXECUTIVE BOARD MEMBER/VICE PRESIDENT; LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY ZOOM MEETINGS;

Exams

• S66 Uniform Combined State Law Examination
  2004-10-25

Other Names

• Richard Lawrence Cahill