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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
New London, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 03/2002 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2016 | Present |
| Girard Securities, Inc. | San Diego | CA | 06/2016 | 11/2017 |
| First Allied Securities, Inc. | San Diego | CA | 06/2016 | 09/2022 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 06/2016 | Present |
| Cetera Advisors Llc | Denver | CO | 06/2016 | Present |
(1) NAME OF OTHER BUSINESS: ROCKâ??N HILLS LLC ; INVESTMENT RELATED: NO ADDRESS: 43311 COUNTY ROAD 35, FREEPORT, MN 56331 ; NATURE OF BUSINESS: FARMLAND ; START DATE: 02/2015 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: FILING LLC ANNUAL RENEWAL ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-10 |
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