Joshua Patrick Rice

Current Employers

Employment History

• 06/2014 → Present
  Financial Decisions Group Llc
  West Des Moines, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  West Des Moines, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  West Des Moines, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  West Des Moines, IA
  Cedar Rapids, IA
  Rochester, MN
• 2014-07-09 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  West Des Moines, IA
• 2012-09-28 → 2014-06-30
  New England Securities
  Cedar Rapids, IA

Other Businesses

1)FINANCIAL DECISIONS GROUP (OF DES MOINES) POSITION: President, Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2014 ADDRESS: 1501 42nd St Suite 375, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance sales of life, health, disability, long term care insurance, 2)COLLECTIVE FINANCIAL GROUP POSITION: Minority Shareholder NATURE: Marketing Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/22/2018 ADDRESS: 4840 N. River Blvd NE Ste. 100, Cedar Rapids IA 52411, United States DESCRIPTION: Attend leadership meetings 3)FINANCIAL DECISIONS GROUP OF DES MOINES POSITION: President, Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2014 ADDRESS: 1501 42nd St Suite 375, West Des Moines IA 50266, United States DESCRIPTION: Securities sales. 4) FINANCIAL DECISIONS GROUP OF DES MOINES POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: 1501 42nd St Suite 375, West Des Moines IA 50266, United States DESCRIPTION: Sub leasing of office space. Collecting rent payments. 5) BSMF POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 2770 Commerce Dr. NW, Rochester MN 55901, United States DESCRIPTION: General partner duties. 6) POWER OF ATTORNEY FOR MICHAEL AND BONNIE RICE (PARENTS) POSITION: Power of Attorney NATURE: Not applicable. I am the POA for my parents. They have no assets to speak of. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 185 Emerson Ln, Waukee IA 50263, United States DESCRIPTION: To assist my parents with their financial affairs as they age.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-30
• S63 Uniform Securities Agent State Law Examination
  2007-08-23

Other Names

• Josh Patrick Rice
• Josh Rice