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3821 Main Street, Morgantown, PA 19543 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-05 |
Branch Locations
3821 Main Street, Morgantown, PA 19543 • United States
Elverson, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Ion Advisors, Llc | Conshohocken | PA | 10/2019 | 12/2020 |
| Chartwell Investment Partners | Berwyn | PA | 05/2008 | 08/2019 |
| The Vanguard Group, Inc | Malvern | PA | 01/2021 | 05/2021 |
| Elliker Cookie Company | Elverson | PA | 03/2021 | Present |
| Rodgers & Associates. Ltd. | Lancaster | PA | 06/2021 | 04/2025 |
| Elliker Financial | Morgantown | PA | 02/2025 | Present |
NAME OF OB: ELLIKER COOKIE COMPANY; ADDRESS: ELVERSON, PA 19520; NATURE: COOKIES; INVESTMENT RELATED: NO; POSITION: Co-OWNER; DUTIES: TAKING CARE OF SCHEDULING, BUSINESS DEVELOPMENT AND SALES; START DATE: 03/2021; APPROX. NUMBER OF HOURS/MONTH: 20+; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-01 |
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