Steven Robert Mcnabb

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Prudential Insurance Company Of America
  Sinking Spring, PA
• 05/2011 → 11/2024
  Pruco Securities, Llc.
  Sinking Spring, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sinking Spring, PA

Previous Registrations

• 2011-09-15 → 2024-11-14
  Pruco Securities, Llc.
  Wyomissing, PA
  Sinking Spring, PA
  Camp Hill, PA
  Mohnton, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-12
• S63 Uniform Securities Agent State Law Examination
  2011-06-24

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Steven Mcnabb