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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Sinking Spring | PA | 05/2011 | Present |
| Pruco Securities, Llc. | Sinking Spring | PA | 05/2011 | 11/2024 |
| Lpl Enterprise, Llc | Sinking Spring | PA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-24 |
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