Michael Lee Krumholz

Current Employers

Employment History

• 02/2007 → 03/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/2007 → 03/2017
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2017 → 12/2019
  Lpl Financial, Llc
  Reading, PA
• 03/2017 → 11/2019
  Independent Advisor Alliance
  Charlotte, NC
• 12/2019 → Present
  Fortune Financial Services, Inc.
  Reading, PA
• 12/2019 → 05/2022
  Asset Management And Planning, Llc
  Reading, PA
• 02/2024 → Present
  Perigon Wealth Management, Llc Dba Prudeo Partners
  Reading, PA
• 05/2022 → 06/2024
  Prudeo Partners, Llc
  Reading, PA

Previous Registrations

• 2019-12-10 → 2024-06-17
  Prudeo Partners, Llc
  West Columbia, SC
  Reading, PA
• 2017-03-29 → 2019-11-27
  Independent Advisor Alliance, Llc
  Reading, PA
• 2007-02-26 → 2017-04-24
  Cambridge Investment Research Advisors, Inc.
  Reading, PA
• 2002-07-19 → 2007-03-27
  Asset & Financial Planning, Ltd
  Reading, PA

Other Businesses

[1] MR. KRUMHOLZ IS REGISTERED WITH PERIGON WEALTH MANAGEMENT, LLC ("PERIGON") AND FORTUNE FINANCIAL SERVICES, INC. ("FORTUNE FINANCIAL SERVICES"). MR. KRUMHOLZ HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE ("IAR") OF PERIGON SINCE 02/2024 AND AS A REGISTERED REPRESENTATIVE WITH FORTUNE FINANCIAL SINCE 12/2019; INVESTMENT-RELATED; BUSINESS IS CONDUCTED FROM 2433 MORGANTOWN ROAD, SUITE 103, READING, PA 19607. MR. KRUMHOLZ SPENDS 90% OF HIS TIME ON INVESTMENT ADVISORY ACTIVITIES AND THE BALANCE AS A REGISTERED REPRESENTATIVE. [2] CFG INSURANCE; NOT INVESTMENT RELATED; AT REPORTED BUSINESS LOCATION; INSURANCE SALES; AGENT; 10/1987; TWO (2) HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES INCLUDE SELLING INSURANCE PRODUCTS. [3] POA FOR ARLENE KRUMHOLZ; NOT-INVESTMENT RELATED; DURABLE POWER OF ATTORNEY FOR MEDICAL AND FINANCIAL AFFAIRS; START 03/2017; TEN HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS [4] CFG HORIZONS, LLC; NOT-INVESTMENT RELATED; READING, PA; BUSINESS ENTITY CREATED FOR TAX/INVESTMENT PURPOSED FOR REVENUE DERIVED FROM FORTUNE FINANCIAL SERVICES; OWNER; [5] PURE HEALTH TONICS DBA EVN; NOT-INVESTMENT RELATED; READING, PA, BUSINESS IS INCORPORATED IN DELAWARE AND LOCATED IN NEW YORK; RETAIL HEALTH PRODUCTS FIRM; ASSOCIATE; 01/2019; FOUR (4) HOURS PER MONTH, NOT DURING SECURITIES TRADING HOURS; DUTIES INCLUDE CONSULTING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-20
• S63 Uniform Securities Agent State Law Examination
  1989-10-13

Other Names

• Mike Krumholz