Jon David Coppola

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  M&T Securities
  New York, NY
• 03/2013 → Present
  M&T Bank
  New York, NY
• 05/2023 → Present
  Lpl Financial Llc
  New York, NY

Previous Registrations

• 2013-05-28 → 2021-06-08
  M&T Securities, Inc.
  New York, NY
  Baltimore, MD
  New York, NY
  Wilmington, DE
  New York, NY
  New York, NY
  Syracuse, NY
• 2009-10-23 → 2010-09-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
• 2004-11-16 → 2009-10-23
  Banc Of America Investment Services, Inc.
  New York, NY
  New York, NY
  Morristown, NJ
  Morristown, NJ
  New York, NY
  New York, NY
• 2002-08-19 → 2003-06-12
  Waddell & Reed
  Morristown , NJ

Other Businesses

1) 05/2023 - M&T Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - M&T Bank - Financial Institution Duty - Inv. Related - New York, NY - Executive Vice President - Start Date 03/25/2013 - 0hrs/month - 0% time spent

Exams

• S66 Uniform Combined State Law Examination
  2013-01-22

Other Names

• Jon David Coppola