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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
5900 Canoga Ave Ste 220 Ste. 220, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 04/2010 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| Lpl Financial Llc | Woodland Hills | CA | 06/2025 | Present |
1- 06/2025 - Real Estate Rental - Owner - Investment Related - Los Angeles, CA - Start Date 01/01/1992 - 3 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-30 |
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