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Jody Brady Delvechio

LPl Financial LLC

Hickory, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-06-25
  • NC RA
    APPROVED
    Since 2010-06-25

Branch Locations

3023 S Nc 127 Hwy, Hickory, NC 28602-8284 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hickory NC 06/2010 Present
Previous Registrations
Other Businesses

1. 7/21/2010: DELVECHIO FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0%. 2. 12/5/2013: No Business Name - Investment Related - 305 4TH ST SW, HICKORY, NC - REAL ESTATE RENTAL - Time Spent 1% - RENTERS RENTING OFFICE SPACE OUT OF MY OFFICE BUILDING. - TIME SPENT 1%. 3. 12/5/2014: DELVECHIO FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/03/2014 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-29
S63 Uniform Securities Agent State Law Examination 2002-08-08
  • S66 Uniform Combined State Law Examination
    2008-07-29
  • S63 Uniform Securities Agent State Law Examination
    2002-08-08

View on SEC IAPD

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