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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-06-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hickory | NC | 06/2010 | Present |
1. 7/21/2010: DELVECHIO FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0%. 2. 12/5/2013: No Business Name - Investment Related - 305 4TH ST SW, HICKORY, NC - REAL ESTATE RENTAL - Time Spent 1% - RENTERS RENTING OFFICE SPACE OUT OF MY OFFICE BUILDING. - TIME SPENT 1%. 3. 12/5/2014: DELVECHIO FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/03/2014 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-08 |
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