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Current Employers
Podell Financial Group Llc

271 Route 46W Suite D105, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-18
TX RA APPROVED_RES 2025-02-06
  • NJ RA
    APPROVED
    Since 2025-07-18
  • TX RA
    APPROVED_RES
    Since 2025-02-06

Branch Locations

271 Route 46W Suite D105, Fairfield, NJ 07004 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Saddle Brook NJ 03/2003 05/2023
Nylife Securities Saddle Brook NJ 05/2003 05/2023
Podell Financial Group Llc Saddle Brook NJ 05/2006 Present
  • 03/2003 → 05/2023
    New York Life Insurance Company
    Saddle Brook, NJ
  • 05/2003 → 05/2023
    Nylife Securities
    Saddle Brook, NJ
  • 05/2006 → Present
    Saddle Brook, NJ
Previous Registrations
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA PODELL FINANCIAL GROUP, LLC.; INVESTMENT RELATED; START DATE 05/2006] [Business Benefits Consulting LLC; fee for service benefits consulting with business owners. Reviewing all aspects of their business and systems for a fee for service; 271 US 46W Suite D105 Fairfield NJ 07004; Start Date 12/2019; Role/Title: Owner; Not Investment Related; 15 hours per month; 10 hours per month during securities trading hours] [TSP HOLDINGS LLC; 271 RT 46, UNITE D105, FAIRFIELD, NJ; 11/01/2013; OWNER - RENTAL INCOME; BUYING THE CONDO UNIT AND MOVING MY OFFICE THERE. THERE WILL BE NO OTHER TENANTS.] [NYLARC PRIVATE PLACEMENT; CREATED BY NYLARC - REINSURANCE SUBSCRIPTION TO OFFERING OF PRIVATE PLACEMENT AFFILIATED WITH NYLIFE; NYLARC C/O NYLIFE , ROOM 102, NEW YORK NY 10010; START DATE 09/2014; ROLE/TITLE: INVESTOR; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [SKY PROPERTIES, LLC; TO HOLD A RENTAL PROPERTY OR MULTIPLE PROPERTIES; 154 COMBS HOLLOW RD. RANDOLPH NJ 07869; START DATE 06/2015; ROLE/TITLE: OWNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Forbes Finance Council; networking organization-This is an online connection through forbes that allows its members to submit articles to forbes ; Start Date 04/2018; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Ldor Vador LLC; will hold rental properties; 154 Combs Hollow Rd. Randolph NJ 07869; Start Date 02/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Town of Randolph Board of Assessments for local improvements; Review items with the board and discuss with the town tax assessor ; Township of Randolph - 502 Milbrook Ave, Randolph NJ 07869; Start Date 02/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [DMP Joint Ventures NJ, LLC, not investment-related; Randolph, NJ; Passive investor in business and real estate; Start Date: 6/2024; Approximately 1 hr/mo during trading hours; Review and meet on the investment status once per quarter.]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-28
  • S66 Uniform Combined State Law Examination
    2003-01-28
Other Names
  • David Scott Podell

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