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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2025-10-30 |
| VT | RA | APPROVED | 2025-10-30 |
| NV | RA | APPROVED | 2025-07-25 |
Branch Locations
3960 Howard Hughes Parkway 5Th Floor, Las Vegas, NV 89169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Las Vegas | NV | 08/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Las Vegas | NV | 06/2025 | Present |
THE PROSPERITY TRACK POSITION: Author NATURE: I published a book back in 2013 that is still available on Amazon.com. I do not receive royalties except on a very rare occasion for only a few dollars. The book does not provide advice or recommendations regarding investment strategies or recommending individual securities. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 2553 Pyramid Pines Dr, Henderson NV 89052, United States DESCRIPTION: I wrote the book and have no further activity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-18 |
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