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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-07 |
| AL | RA | APPROVED | 2025-10-24 |
| AR | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED | 2024-12-21 |
Branch Locations
4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Houston | TX | 10/2015 | 10/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2015 | 10/2023 |
| Ubs Financial Services Inc | Houston | TX | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-04 |
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