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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-14
  • TX RA
    APPROVED
    Since 2025-01-14

Branch Locations

331 North 5Th Street Suite 100, Garland, TX 75040 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

331 North 5Th Street Suite 100, Garland, TX 75040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fulfer And Associates, Inc. Garland TX 06/1990 04/2022
Donna K. Fulfer Garland TX 03/2002 04/2022
Vsr Financial Services, Inc. Overland Park KS 01/2006 09/2016
Summit Brokerage Services, Inc. Garland TX 09/2016 09/2019
Cetera Advisor Networks Llc Garland TX 09/2019 12/2024
Cetera Investment Advisers Llc Schaumburg IL 02/2024 12/2024
Fulfer And Associates, Inc. Garland TX 04/2022 Present
Lpl Financial Llc Garland TX 01/2025 Present
  • 06/1990 → 04/2022
    Fulfer And Associates, Inc.
    Garland, TX
  • 03/2002 → 04/2022
    Donna K. Fulfer
    Garland, TX
  • 01/2006 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 09/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Garland, TX
  • 09/2019 → 12/2024
    Cetera Advisor Networks Llc
    Garland, TX
  • 02/2024 → 12/2024
    Schaumburg, IL
  • 04/2022 → Present
    Fulfer And Associates, Inc.
    Garland, TX
  • 01/2025 → Present
    Garland, TX
Previous Registrations
Other Businesses

1)01/09/2025 - Fulfer and Associates, Inc. - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 01/2010 - 160 Hr/Mth 2)01/09/2025 - Fulfer and Associates, Inc - Fulfer and Associates, Inc - Inv Rel - At Reported Business Location(s) - Start: 01/2003 - 15 Hr/Mth 3)01/09/2025 - WRITING THE DREAM - Business Owner - Non-Inv Rel - Sacjse. TX - Start" 03/2017 - 10 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-13
S63 Uniform Securities Agent State Law Examination 2004-05-07
  • S65 Uniform Investment Adviser Law Examination
    2024-02-13
  • S63 Uniform Securities Agent State Law Examination
    2004-05-07
Other Names
  • Deonna Kay Fulfer

View on SEC IAPD

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