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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-02 |
| VA | RA | APPROVED | 2025-10-02 |
Branch Locations
1496 Anderson Hwy 1St Fl , Cumberland, VA 23040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Richmond | VA | 06/2009 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 10/2019 | 10/2025 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 10/2025 | Present |
RENTAL PROPERTY; INV. RELATED; EMERALD ISLE, NC; 100% OWNERSHIP WITH SPOUSE; BEACH HOUSE RENTAL; START DATE 6/2022; 0 HRS PER MONTH; 0 HRS DURING TRADING.| GOONIES BASEBALL; NOT INV. RELATED; MIDLOTHIAN, VA; PRESIDENT; NON-PROFIT TRAVEL BASEBALL TEAM FOR KIDS 8-12; START DATE 8/15/2023; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES HEAD COACH,| ECONOMIC DEVELOPMENT AUTHORITY OF CUMBERLAND COUNTY VIRGINIA; NOT INV RELATED; CUMBERLAND, VA; BOARD MEMBER; START DATE 03/10/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING RENTAL PROPERTY - OCEAN; INV RELATED; EMERALD ISLE,NC; RENTAL;100% OWNERSHIP; START DATE: 06/01/2022; 0 HRS PER MONTH; 0 HRS DURING TRADING; W. G. EDWARDS INVESTMENTS, LLC; INV RELATED; CUMBERLAND,VA; FINET PRTC;100% OWNERSHIP; START DATE: 10/06/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-24 |
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