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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-02-27
  • VA RA
    APPROVED
    Since 2014-02-27

Branch Locations

4820 W Hundred Rd, Chester, VA 23831 • United States

1422 Anderson Highway, Cumberland, VA 23040 • United States

2288 Cartersville Rd, Cartersville, VA 23027 • United States

2351 Anderson Hwy, Powhatan, VA 23139 • United States

7021 Mechanicsville Trpk, Mechanicsville, VA 23111 • United States

12308 Patterson Ave, Richmond, VA 23238 • United States

1400 Alverser Drive, Midlothian, VA 23113 • United States

5208 Monticello Ave Ste 150, Williamsburg, VA 23188 • United States

3490 Lauderdale Dr, Richmond, VA 23233 • United States

13200 Midlothian Turnpike, Midlothian, VA 23113 • United States

3920 Lenox Ave, Charlottesville, VA 22901 • United States

301 S 10Th Street, Richmond, VA 23219 • United States

13200 Hull Street Rd, Midlothian, VA 23112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Midlothian VA 01/2014 Present
C & F Bank Toano VA 02/2014 Present
  • 01/2014 → Present
    Lpl Financial
    Midlothian, VA
  • 02/2014 → Present
    C & F Bank
    Toano, VA
Previous Registrations
  • 2010-02-23 → 2014-03-04
    Midlothian, VA
    Midlothian, VA
    Midlothian, VA
  • 2005-09-14 → 2010-02-24
    Midlothian, VA
  • 2005-01-28 → 2005-05-31
    Uvest Financial Services Group, Inc.
    Midlothian, VA
Other Businesses

(1) 9/5/2014 - FINANCIAL INSTITUTION DUTY - C AND F BANK - 1 HOUR PER MONTH DURING TRADING - MIDLOTHIAN, VA. 2. 5/1/2025 - C&F WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related - At business location(s) - Start date: 06/17/2015 - 160 Hrs/Mth - 30 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-27
  • S66 Uniform Combined State Law Examination
    2005-01-27
Other Names
  • Mary Ellen Cosby
  • Mary Cosby Fitzwater

View on SEC IAPD

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