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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-03 |
| VA | RA | APPROVED | 2025-10-03 |
Branch Locations
1496 Anderson Hwy 1St Fl , Cumberland, VA 23040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Richmond | VA | 08/2007 | 10/2019 |
| Morgan Stanley Smith Barney | Richmond | VA | 06/2009 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 10/2019 | 10/2025 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
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