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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-04-25 |
| WI | RA | APPROVED | 2018-04-24 |
Branch Locations
440 South Washington, Green Bay, WI 54301 • United States
3913 W Prospect Ave Suite 301, Fox Valley, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anchor Bank | Oshkosh | WI | 05/2005 | 04/2018 |
| Lpl Financial Llc | Oshkosh | WI | 10/2011 | 04/2018 |
| Robert W Baird & Co., Incorporated | Green Bay | WI | 04/2018 | Present |
Name/Address: Seint / 84 West 1470 South Ste 1, St. George, Utah 84770 Start Date: Mar 19, 2024 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Consultant Non Investment Name/Address: Oliveda / 2425 Olympic Blvd Suite 4000W, Santa Monica, CA 90404 Start Date: May 01, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Part time employment Non Investment Related Name/Address: RED ASPEN, 1575 W OVERLAND DRIVE, MERIDIAN, ID 83642 Start Date: 6/30/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: Affiliate Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-14 |
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