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Jonathan M. Dewar

LPl Financial LLC

Raleigh, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
NC RA APPROVED 2007-05-15
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • NC RA
    APPROVED
    Since 2007-05-15

Branch Locations

2840 Plaza Pl Ste 206, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Legacy Life Group/Llg Advanced Insurance Services Raleigh NC 06/2002 Present
Llg Financial Wealth Management & Planning Raleigh NC 02/2007 Present
Lpl Financial, Llc Raleigh NC 05/2007 Present
  • 06/2002 → Present
    The Legacy Life Group/Llg Advanced Insurance Services
    Raleigh, NC
  • 02/2007 → Present
    Llg Financial Wealth Management & Planning
    Raleigh, NC
  • 05/2007 → Present
    Raleigh, NC
Previous Registrations
  • 2004-01-27 → 2007-05-16
    Raymond James Financial Services, Inc.
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2003-01-16 → 2003-12-31
    Raleigh, NC
Other Businesses

1. 2/2/2009: DBA ONLY - LLG FINANCIAL WEALTH MANAGEMENT & PLANNING - RALEIGH, NC. 2. 1/4/2011: DBA ONLY - RETIREMENT GEEKS - RALEIGH, NC. 3. 4/16/2013: DBA ONLY - LLG - RALEIGH, NC. 4. 4/16/2013: DBA ONLY - LLG FINANCIAL - RALEIGH, NC. 5. 4/18/2013: NON-VARIABLE INSURANCE - LLG ADVANCED INSURANCE SERVICES - LLG ADVANCED INSURANCE SERVICES IS DBA NAME FOR ALL FIXED INSURANCE SUCH AS LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE, AND FIXED ANNUITIES. - TIME SPENT 30% - RALEIGH, NC. 6. 4/18/2013: OTHER-THE LEGACY LIFE GROUP - THE LEGACY LIFE GROUP - PRESIDENT/OWNER. MAIN CORPORATION THAT BRINGS TOGETHER LLG ADVANCED INSURANCE SERVICES AND LLG FINANCIAL WEALTH MANAGEMENT & PLANNING (ALSO KNOWN AS LLG OR LLG FINANCIAL). - TIME SPENT 60% - RALEIGH, NC. 7. 4/18/2013: OTHER-ONLINE REFERRALS WEB PAGE - THE LEGACY LIFE GROUP - ONLINE REFERRALS FOR APPROVED WEB PAGE FOR LLGFINANCIAL.COM/RETIREMENTGEEKS.COM IS WHERE WE REFER CLIENTS AND PROSPECTIVE CLIENTS TO OTHER PROFESSIONALS, WEBSITES, AND NAME-BRAND SOFTWARE TO CONSIDER USING. - TIME SPENT 1% - RALEIGH, NC. 8. 4/18/2013: REAL ESTATE RENTAL - SOLE PROPRIETORSHIP - REAL ESTATE RENTALS, BUYING, SELLING. - TIME SPENT 4%. 9. 07/09/2019 - No Business Name - Investment Related - Raleigh, NC 27612 - Real Estate Rental - Start Date: 06/01/2006 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
S63 Uniform Securities Agent State Law Examination 2002-06-28
  • S66 Uniform Combined State Law Examination
    2002-11-25
  • S63 Uniform Securities Agent State Law Examination
    2002-06-28

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