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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| NC | RA | APPROVED | 2007-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Legacy Life Group/Llg Advanced Insurance Services | Raleigh | NC | 06/2002 | Present |
| Llg Financial Wealth Management & Planning | Raleigh | NC | 02/2007 | Present |
| Lpl Financial, Llc | Raleigh | NC | 05/2007 | Present |
1. 2/2/2009: DBA ONLY - LLG FINANCIAL WEALTH MANAGEMENT & PLANNING - RALEIGH, NC. 2. 1/4/2011: DBA ONLY - RETIREMENT GEEKS - RALEIGH, NC. 3. 4/16/2013: DBA ONLY - LLG - RALEIGH, NC. 4. 4/16/2013: DBA ONLY - LLG FINANCIAL - RALEIGH, NC. 5. 4/18/2013: NON-VARIABLE INSURANCE - LLG ADVANCED INSURANCE SERVICES - LLG ADVANCED INSURANCE SERVICES IS DBA NAME FOR ALL FIXED INSURANCE SUCH AS LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE, AND FIXED ANNUITIES. - TIME SPENT 30% - RALEIGH, NC. 6. 4/18/2013: OTHER-THE LEGACY LIFE GROUP - THE LEGACY LIFE GROUP - PRESIDENT/OWNER. MAIN CORPORATION THAT BRINGS TOGETHER LLG ADVANCED INSURANCE SERVICES AND LLG FINANCIAL WEALTH MANAGEMENT & PLANNING (ALSO KNOWN AS LLG OR LLG FINANCIAL). - TIME SPENT 60% - RALEIGH, NC. 7. 4/18/2013: OTHER-ONLINE REFERRALS WEB PAGE - THE LEGACY LIFE GROUP - ONLINE REFERRALS FOR APPROVED WEB PAGE FOR LLGFINANCIAL.COM/RETIREMENTGEEKS.COM IS WHERE WE REFER CLIENTS AND PROSPECTIVE CLIENTS TO OTHER PROFESSIONALS, WEBSITES, AND NAME-BRAND SOFTWARE TO CONSIDER USING. - TIME SPENT 1% - RALEIGH, NC. 8. 4/18/2013: REAL ESTATE RENTAL - SOLE PROPRIETORSHIP - REAL ESTATE RENTALS, BUYING, SELLING. - TIME SPENT 4%. 9. 07/09/2019 - No Business Name - Investment Related - Raleigh, NC 27612 - Real Estate Rental - Start Date: 06/01/2006 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-28 |
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