Best Investors Account Sign in
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2017-12-08
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2017-12-08

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Other Businesses

Middletown Lacrosse Club; Recreational Youth Sports; Not investment-related; Middletown, NJ; Affiliation started on 9/30/2021; Title: Director; Duties: Assist with the operations of running youth lacrosse teams for Middletown Township; 0 hours devoted each month during securities trading hours; 15 hours devoted each month outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07
Other Names
  • Vincent J Penn

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor