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Jonathan C Brooks

Morgan Stanley

Little Falls, NJ

Garden City, NY

CRD 3091498

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-17
NJ RA APPROVED 2024-04-08
NY RA APPROVED 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-17
  • NJ RA
    APPROVED
    Since 2024-04-08
  • NY RA
    APPROVED
    Since 2024-04-08

Branch Locations

150 Clove Road, Little Falls, NJ 07424 • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 11/2013 09/2017
Morgan Stanley Garden City NY 03/2024 Present
E*Trade Securities Llc Jersey City NJ 01/2018 01/2020
Morgan Stanley Jersey City NJ 02/2020 08/2023
Unemployed Montclair NJ 09/2023 02/2024
Unemployed Montclair NJ 10/2017 12/2017
Morgan Stanley Private Bank, N.A New York NY 05/2024 Present
  • 11/2013 → 09/2017
    Ubs Financial Services Inc
    Weehawken, NJ
  • 03/2024 → Present
    Morgan Stanley
    Garden City, NY
  • 01/2018 → 01/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2020 → 08/2023
    Morgan Stanley
    Jersey City, NJ
  • 09/2023 → 02/2024
    Unemployed
    Montclair, NJ
  • 10/2017 → 12/2017
    Unemployed
    Montclair, NJ
  • 05/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-16
S63 Uniform Securities Agent State Law Examination 2011-01-21
  • S66 Uniform Combined State Law Examination
    2024-01-16
  • S63 Uniform Securities Agent State Law Examination
    2011-01-21
Other Names
  • Jonathan Carver Brooks

View on SEC IAPD

Nearby Firms

LSMPT FINANCIAL ADVISORS, LLC
PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC

Nearby Investors

WINNIE K CHAN
ANDREW TODD SILVERMAN
JOSEPH J GOSCIENSKI

Nearby Offices

LSMPT FINANCIAL ADVISORS, LLC · LITTLE FALLS, NJ
PNC WEALTH MANAGEMENT LLC · LITTLE FALLS, NJ
LPL FINANCIAL LLC · LITTLE FALLS, NJ

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