William Patrick Brennan

Current Employers

Employment History

• 12/2003 → Present
  Independent Financial Group, Llc
  La Jolla, CA
• 12/2003 → Present
  Independent Financial Group, Inc
  La Jolla, CA
• 02/2003 → Present
  Capital Growth Investment Management Services
  San Diego, CA

Previous Registrations

• 2016-08-23 → 2016-12-31
  Capital Growth Investment Management Services
  San Diego, CA
• 2003-12-10 → 2005-10-21
  Independent Financial Group, Llc
  La Jolla, CA
• 2000-01-24 → 2003-12-16
  Sentra Securities Corporation
  San Diego, CA

Other Businesses

(1) CAPITAL GROWTH, INC POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 09/14/1998 ADDRESS: 12680 High Bluff Dr, Ste 250, San Diego CA 92130, United States DESCRIPTION: (1) >1% OWNER OF DBA CAPITAL GROWTH, INC. OFFERING FINANCIAL SERVICES SINCE SEPTEMBER 1998. INVESTMENT RELATED. TIME SPENT 99% BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/14/1999 ADDRESS: 12680 High Bluff Dr, Ste 250, San Diego CA 92130, United States DESCRIPTION: (2) INSURANCE AGENT. SALES OF TRADITIONAL LIFE, FIXED ANNUITIES AND VARIABLE PRODUCT. APPROX 30% TIME SPENT. INVESTMENT RELATED. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) REAL ESTATE AGENT POSITION: Independent Contractor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/05/1999 ADDRESS: , 1314 Chuparosa Way, Carlsbad CA 92008, United States DESCRIPTION: REAL ESTATE AGENT- SALES OF REAL ESTATE (4) EDGEHILL INVESTMENTS, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/10/2007 ADDRESS: , 1314 Chuparosa Way, Carlsbad CA 92008, United States DESCRIPTION: 100% OWNER OF EDGEHILL INVESTMENTS, LLC OWNING RENTAL PROPERTIES (5) RV Rental POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 1314 Chuparosa Way, Carlsbad CA 92008, United States DESCRIPTION: Have a CA real estate license - selling of real estate Renting our RV on occasion (6) ST. PAT'S CHURCH POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 3821 Adams St, Carlsbad CA 92008, United States DESCRIPTION: Board Member

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-19
• S63 Uniform Securities Agent State Law Examination
  1998-07-23

Other Names

• Pat Brennan