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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-19 |
Branch Locations
5050 State Road, Drexel Hill, PA 19026 • United States
550 E Lancaster Ave, Radnor, PA 19087 • United States
501 Chester Pike, Prospect Park, PA 19076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 03/2015 | 11/2016 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 11/2016 | 01/2018 |
| Hartford Funds Distributors, Llc | Wayne | PA | 09/2018 | 11/2021 |
| Hartford Funds Management Company, Llc | Wayne | PA | 09/2018 | 11/2021 |
| Unemployed | Mountain View | CA | 02/2018 | 09/2018 |
| Lincoln Investment | Fort Washington | PA | 08/2023 | 08/2024 |
| Unemployed | Havertown | PA | 11/2021 | 08/2023 |
| Capital Analysts | Fort Washington | PA | 08/2023 | 08/2024 |
| Pnc Investments Llc | Media | PA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-11-30 |
| S66 | Uniform Combined State Law Examination | 1998-10-02 |
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