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David Paul Pfotenhauer

Cetera Investment Advisers LLC

Bala Cynwyd, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
PA RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • PA RA
    APPROVED
    Since 2019-06-19

Branch Locations

555 City Avenue Suite 440, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Philadelphia PA 12/2012 06/2019
Foresters Advisory Services Llc Philadelphia PA 10/2013 06/2019
Cetera Investment Services Llc St Cloud MN 05/2019 Present
Cetera Investment Advisers Llc Philadelphia PA 06/2019 Present
  • 12/2012 → 06/2019
    Foresters Financial Services
    Philadelphia, PA
  • 10/2013 → 06/2019
    Foresters Advisory Services Llc
    Philadelphia, PA
  • 05/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Philadelphia, PA
Previous Registrations
  • 2013-10-15 → 2019-06-26
    Foresters Advisory Services, Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-09
S63 Uniform Securities Agent State Law Examination 2005-03-22
  • S66 Uniform Combined State Law Examination
    2013-09-09
  • S63 Uniform Securities Agent State Law Examination
    2005-03-22
Other Names
  • David Paul Pfotenhauer
  • David Pfotenhauer

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
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OSAIC WEALTH, INC. · Bala Cynwyd, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
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