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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-16 |
Branch Locations
555 City Avenue Suite 440, Bala Cynwyd, PA 19004 • United States
Philadelphia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self - Free Lance Write | Patchogue | NY | 05/2010 | 02/2017 |
| Foresters Financial Services | Westbury | NY | 03/2016 | 06/2017 |
| Foresters Financial Services | New York | NY | 06/2017 | 02/2019 |
| Foresters Financial Services | New York | NY | 02/2019 | 06/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Wesbury | NY | 06/2019 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2019 | Present |
| Cetera Advisers Llc | Greenwood Village | CO | 06/2019 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2019 | Present |
| Cetera Advisors Llc | St. Cloud | MN | 06/2019 | Present |
CATHERINE GREENBERG PHOTGRAPHY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-29 |
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