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Romana Maria Popewiny

Cetera Investment Advisers LLC

Bala Cynwyd, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-21
  • PA RA
    APPROVED
    Since 2019-09-21

Branch Locations

555 City Avenue Suite 440, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Philadelphia PA 11/1992 06/2019
Foresters Advisory Services Llc Philadelphia PA 08/2015 06/2019
Forester Financial Services Philadelphia PA 06/2019 08/2019
Cetera Investment Advisers Llc Philadelphia PA 09/2019 Present
Cetera Investment Services Llc St. Cloud MN 09/2019 Present
  • 11/1992 → 06/2019
    Foresters Financial
    Philadelphia, PA
  • 08/2015 → 06/2019
    Foresters Advisory Services Llc
    Philadelphia, PA
  • 06/2019 → 08/2019
    Forester Financial Services
    Philadelphia, PA
  • 09/2019 → Present
    Cetera Investment Advisers Llc
    Philadelphia, PA
  • 09/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2015-08-24 → 2019-06-20
    Foresters Advisory Services, Llc
    Philadephia, PA
Other Businesses

1. NOTARY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-13
S63 Uniform Securities Agent State Law Examination 1992-12-11
  • S66 Uniform Combined State Law Examination
    2015-08-13
  • S63 Uniform Securities Agent State Law Examination
    1992-12-11
Other Names
  • Roma Popewiny
  • Romana M Popewiny

View on SEC IAPD

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Other Offices

AWH FINANCIAL, LLC · BALA CYNWYD, PA
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EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
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OSAIC WEALTH, INC. · Bala Cynwyd, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
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