Roy Alan Mason

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2018
  Thrivent Investment Management Inc
  Downers Grove, IL
• 06/2015 → 03/2018
  Thrivent Financial
  Appleton, WI
• 03/2018 → Present
  Edward Jones
  St Louis, MO

Previous Registrations

• 2015-08-10 → 2018-03-26
  Thrivent Investment Management Inc.
  Downers Grove, IL
• 2007-01-18 → 2011-02-23
  Edward Jones
  Springfield, IL

Exams

• S66 Uniform Combined State Law Examination
  2015-08-08
• S63 Uniform Securities Agent State Law Examination
  1998-08-21

Designations

• Chartered Financial Consultant