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Roy Alan Mason

Edward Jones

Buffalo Grove, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
IL RA APPROVED 2018-03-23
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • IL RA
    APPROVED
    Since 2018-03-23

Branch Locations

975 Weiland Rd Suite 110, Buffalo Grove, IL 60089-7051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Downers Grove IL 06/2015 03/2018
Thrivent Financial Appleton WI 06/2015 03/2018
Edward Jones St Louis MO 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-08
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S66 Uniform Combined State Law Examination
    2015-08-08
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
Designations

View on SEC IAPD

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